Compliance Framework
A practical, evidence-ready roadmap for SOC 2 readiness, HIPAA design awareness, privacy, AI governance, and responsible R&D-stage claims.
Current assurance status
Planckchron is building toward recognized security and healthcare compliance frameworks. The company does not currently claim SOC 2 attestation, ISO certification, HIPAA certification, HITRUST certification, FedRAMP authorization, or completed third-party audit status unless later supported by public documentation.
Framework Readiness
SOC 2
Security / Trust
No SOC 2 report yet
Planckchron is aligning security, availability, confidentiality, processing integrity, and privacy controls to SOC 2 Trust Services Criteria before engaging an independent CPA firm for any future attestation.
HIPAA
Healthcare / ePHI
Not a HIPAA-covered production system today
HIPAA controls are treated as a healthcare-readiness design layer for any future system that creates, receives, maintains, or transmits electronic protected health information under a covered-entity or business-associate relationship.
ISO/IEC 27001
Information Security
Not certified
Planckchron references ISO/IEC 27001-style security governance as programs mature, without claiming certification.
NIST CSF / NIST AI RMF
Security / AI Risk
Internal alignment
Security and AI risk work is mapped to recognized cybersecurity and AI risk-management language so controls can mature into evidence-ready operating practices.
SOC 2 Control Map
Security
- MFA for admin systems
- least-privilege RBAC
- secure SDLC
- vulnerability management
- incident-response procedures
Availability
- uptime monitoring
- backup and recovery planning
- dependency review
- change management
- status-page workflow
Confidentiality
- data classification
- encryption expectations
- access reviews
- vendor risk review
- confidentiality clauses
Processing Integrity
- input validation
- QA gates
- release checks
- logging for critical workflows
- data-quality review
Privacy
- privacy notices
- consent-aware analytics
- data-retention rules
- user-rights workflow
- subprocessor inventory
HIPAA Readiness Map
Administrative safeguards
- security management process
- risk analysis and risk management
- workforce access procedures
- security awareness training
- contingency planning
Physical safeguards
- device and media controls
- workstation security expectations
- facility-access reliance on vetted cloud providers
- asset inventory
Technical safeguards
- unique user identification
- access control
- audit controls
- integrity controls
- transmission security
Business-associate readiness
- BAA workflow for healthcare customers
- vendor review for ePHI access
- minimum necessary access
- breach-response escalation
- ePHI data-flow mapping
SOC 2 Readiness
- Map controls to security, availability, confidentiality, processing integrity, and privacy criteria
- Create evidence collection around access control, change management, incident response, vendor risk, and monitoring
- Complete readiness assessment before Type I or Type II audit consideration
- Use independent CPA attestation only when the control environment is ready
HIPAA / Healthcare Readiness
- Define whether a future product handles PHI/ePHI and whether Planckchron acts as a business associate
- Map administrative, physical, and technical safeguards before any healthcare production launch
- Prepare BAA, ePHI data-flow, minimum-necessary access, audit logging, retention, and breach-response workflows
- Keep biotechnology pages framed as concept, R&D, or pre-clinical unless supported by current public evidence
AI Governance
- Model documentation, evaluation logs, and risk classification for AI workflows
- Bias, safety, security, privacy, and human-oversight review for sensitive applications
- Clear limits on autonomy, medical claims, and production deployment language
- Responsible AI policy mapped to recognized AI risk-management frameworks as programs mature
Privacy & International Data Protection
- Privacy notice, cookie consent, user-rights workflow, and data-retention standards
- CCPA/CPRA, GDPR, and state consumer health data monitoring where applicable
- Subprocessor transparency and vendor security review
- Privacy-by-design controls for future healthcare, AI, and enterprise products
Evidence Backlog
Claims Guardrails
- Do not display SOC 2, HIPAA, ISO, HITRUST, FedRAMP, or certification badges until a valid third-party report, attestation, certification, or authorization exists.
- HIPAA is not a generic website badge. It applies when Planckchron acts as a covered entity or business associate handling PHI/ePHI under applicable relationships.
- Healthcare demos and biotech research pages must avoid claims of clinical efficacy, patient enrollment, approved therapy, active clinical trial, or regulatory clearance unless supported by current public documentation.
- SOC 2 readiness can be described as alignment or roadmap; only an independent auditor can issue the SOC 2 report.
Risk Management & Controls
Security Risk
- risk register
- vulnerability management
- incident-response plan
- access reviews
- secure configuration baselines
Healthcare / HIPAA Risk
- ePHI boundary decision
- BAA readiness
- minimum necessary access
- audit controls
- breach-escalation workflow
Regulatory Claims Risk
- claims review
- R&D labels
- no unsupported certifications
- no unsupported healthcare claims
- legal review before regulated launches
Implementation Roadmap
Contact Information
For questions or concerns, please contact the appropriate department:
General Compliance
Compliance questions and reporting
Security & Trust
Security, SOC 2 readiness, and responsible disclosure
Privacy & Healthcare Data
Privacy, data protection, and healthcare-data readiness
Corporate Headquarters
Planckchron Inc
11601 Wilshire Boulevard, Suite 500
Los Angeles, CA 90025
United States
Registered Office
Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801